Take 5 to Think About the Conduct Rules and You

This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime. It reminds employees of their responsibilities under the FCA’s Individual Conduct Rules and explores how they apply in practice. The course has been updated to include details of the new Consumer Duty.

Learning Scenarios

This bite-size course explores the following themes through practical scenarios:

• The aim of the Individual Conduct Rules
• The meaning and application of each of the Individual Conduct Rules
• Personal culpability
• The responsibility of line managers
• Non-financial misconduct

Format
SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5

Hosting Environment
SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:

• Moodle
• Cornerstone
• SumTotal
• Saba
• PeopleFluent LMS
  (formerly NetDimensions)

Browser Support
Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop-up blockers disabled and JavaScript must be enabled)

Learner Environment
Responsive content may be viewed on:

• Desktop
• Laptop
• Tablet device
• Smartphone

Recommended connection speed 512 KBPS