The Conduct Rules and You

The course provides a practical guide to the FCA Conduct Rules. It covers a brief overview of the Senior Managers and Certification Regime (SMCR), the scope and content of the Conduct Rules, and both role-specific and industry-specific examples. The course has been updated to include details of the new Consumer Duty.

Course Overview

Learning Objectives

By the end of the course the learner will understand:

  • The aim and architecture of the SMCR
  • How the Conduct Rules apply to their industry and role
  • Their responsibilities under the Conduct Rules
  • The consequences of breaching the Conduct Rules
Three people with bullseye icon in blue coloured circle

Role specific and industry specific

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20-25 minutes

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Pre-test, post-test and attestation options available

Technical Specifications

SCORM 2004 (3rd/4th edition)

Hosting Environment
SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:

  • Moodle
  • Cornerstone
  • SumTotal
  • Saba
  • PeopleFluent LMS
    (formerly NetDimensions)

Browser Support
Internet Explorer 11
(Pop-up blockers disabled and JavaScript must be enabled)

Learner Environment
Responsive content may be viewed on:

  • Desktop
  • Laptop
  • Tablet device
  • Smartphone

Recommended connection speed 512 KBPS

Please request a free trial if you would like to review the course or purchase the course directly.

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